Sr Compliance AML Analyst, NY- Global Investment Mgmt Co. # CAML13

posted on: 13 Sep 2017

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Description: Prestigious Global Investment Management Company seeks a Senior AML Compliance Analyst with 5+ years of experience in KYC/BSA  in wealth management in private banking.   

Will deal with compliance matters concerning  fund operations matters relating to the company’s US registered funds and advisers, private funds and institutional clients.    

Global Funds Company, fast-paced environment, challenging work, quality staff, excellent advancement opportunities.   

Competitive Compensation: Base + Bonus + additional potential incentives.  

Responsibilities 
  • Supporting the Global Compliance Department in ensuring that all US and -Non-US Private Wealth client relationships. 
  • Screening required under Section 326 of the U.S Patriot Act prior to opening an account.  
  • Perform reviews to validate that all information provided on the Know Your Client Form (“KYC”) is corroborated with supporting documentation as required by law and internal policies.  Be responsible for understanding all local US laws and regulations with respect to the Bank Secrecy Act, OFAC, the PATRIOT Act as well as internal policies and procedures.  Will also become proficient on their Know Your Customer database, Bridger Insight system, and GIFTS anti-money laundering software.
Requirements:
  • 4 year degree or equivalent business experience.  
  • At least 5+ years industry experience and/or 5 years Financial Services compliance, preferably in the private banking and wealth management industry. 
  •  KYC and AML experience required. 
  • Compliance experience including knowledge of required legal governing documents for legal entities. knowledge of the Know Your Client/Anti-Money Laundering/ Bank Secrecy Act/ US Patriot Act requirements a plus. 
  • ACAMS Anti-Money Laundering Certification desired.   

Send your resume in confidence to bjacobs[at]meridianlegal.com  
Type: Attorney- In-House
Level:
Practice: Compliance
Compensation: unspecified
State: New York City:
Telephone: Email: bjacobs@meridianlegal.com
Recruiter Name: Brian Jacobs