Digital Advertising / Website Compliance Lead Mgr- Global Investment Mgmt Company # BJCMP03

posted on: 13 Dec 2017




  • A global asset management company with $500 billion+AUM 
  • A fund organization with 50+ successful years providing  funds, advisory services, account management, for individuals, institutions, and financial intermediaries



  • Provide detailed examination on monitor regulatory issues related to sales and marketing materials generated by various business units within U.S. operations. 
  • The focus will be on digital advertising for all U.S. business units including but not limited to websites, apps and social media.
  • Advise business units on the regulatory rules.
  • Make recommendations to the Sr. Compliance Manager. 
  • May manage others on the team.
  • Acts as a subject matter expert for the business units  to ensure they comply with legal and regulatory requirements.
  • Review potential regulatory issues relating to sales and marketing materials by multiple business units.
  • Present business unit associates and managers with the results of reviews and provide recommended actions. 
  • Identify  issues outside regulatory matters and refers to the relevant subject matter expert for input.
  • Designs process to ensure the maintenance of an efficient review process. 

Position can based in

NY, Florida or California, Maryland, Colorado


Expert on Digital/Website  Advertising Compliance a must

  • Expert on Digital/Website Advertising Compliance a must
  • College degree
  • 5 years of direct work experience.
  • Series 7 & 24 registrations
  • Knowledge of US regulatory requirements
  • Knowledgable on how to -Interpret laws and regulations
  • Experience presenting to regulatory agencies and industry bodies

Send your resume to Bjacobs[at]

Type: Compliance
Level: Other
Practice: Compliance
Compensation: unspecified
State: Florida City:
Telephone: Email:
Recruiter Name: Brian Jacobs