AGC, Funds-NY Metro# AGC707

posted on: 8 May 2018

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Description:
Brand name, $100BB+ AUM Funds Company seeks an AGC for their registered funds group. 
NY metro location.

  • Major firm going rate compensation: base + full year bonus.
  • Nice boss, work with attorneys from excellent law firms and other funds companies.
  • Special projects; contact with clients & senior management.
  • 5+ years of í40 Act Investment Company Act & Investment Advisers Act experience required.

Position:

  • Join mutual funds team; support all aspects of legal and regulatory matters relating to the firmís retail and annuity-dedicated funds. 
  • Board meeting management function for clientís several independent mutual fund boards of directors/trustees; supporting the annual contract renewal meetings. 
  • Research and development of new fund products Ė from vetting to launch.
  • Legal and regulatory matters relating to the firmís registration and activities as an investment adviser and commodity pool operator; support on brokerage committee matters. 
  • Support on negotiation of key fund agreements, including sub-advisory agreements, and agreements with adviser and fund service providers; oversee review of trading agreements. 
  • Support the firmís affiliated broker-dealer in connection with negotiating and reviewing selling and other agreements with financial intermediaries regarding fund marketing 
  • Special projects; contact with clients and senior management.
Requirements:
  • 5+ years of í40 Act Investment Company Act & Investment Advisers Act experience.

Resumes in confidence to:  asteiner@meridianlegal.com
Type: Attorney- In-House
Level: Assistant GC / VP
Practice: Securities / Funds
Compensation: unspecified
State: New Jersey City:
Telephone: Email: asteiner@meridianlegal.com
Recruiter Name: Andrea Steiner