Funds Attorney - NY Suburbs or WORK REMOTELY! # MFA303

posted on: 15 Aug 2019


Description: Funds and Advisory Company seeks an attorney with 2+ years of experience.  

MUST HAVE mutual funds and registration experience.   

NY Suburbs location and/or Work up to 100% REMOTELY from anywhere in the US!   

Support the organizationís expanding mutual fund services business.   Reports to a nice GC; small group; work closely with senior management.   

  • Annual updates to registration statements.  
  • Regulatory filing - including registration statement amendments, exchange listing applications, proxy statements and related filings. 
  • Board meetings and drafting board meeting minutes. Prepare agendas, resolutions, agreements and other policies and procedures for board meetings, including organization meetings. 
  • Assist in the creation of new funds, including drafting and filing the initial registration statement. 
  • Communicate with SEC examiners and New York Stock Exchange representatives on behalf of fund clients.  
  • Regulatory issues, general legal matters and work closely with compliance, fund administration and accounting teams.
Requirements: Requirements:
  • Must have at least 2+ years of mutual funds and registration experience.

For consideration by Andrea Steiner & Joel Berger, for this and other Meridian opportunities, please send your resume in confidence to: asteiner[at]

Telecommuting is allowed. 

Type: Attorney- In-House
Level: Staff Attorney
Practice: Securities / Funds
Compensation: unspecified
State: New York City: New York
Telephone: Email:
Recruiter Name: Andrea Steiner