Investments Compliance, Brand Name Co, NYC# IMCLAS

posted on: 12 Feb 2020

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Description: Investment Company seeks Compliance Professional for either a perm or temp-to-perm position.   

Investment Management Compliance including Guideline Trade Compliance Monitoring, trade/portfolio compliance plus Aladdin System. (JD a plus, not required.)   

 Be part of a global company! Nice boss, excellent work environment, and employee benefits. Very low employee turnover.
Requirements: Position & Requirements:  
  • 3+ years of investment management related compliance experience  
  • Must have experience with transaction guideline monitoring.   
  • Must have experience with Aladdin System.       
  • Review Systems, Code of Ethics, FEMA.    
  • JD a plus, not required.    
  • SEC registration familiarity a plus but not required.   
For consideration by Andrea Steiner & Joel Berger, for this and other Meridian opportunities, please send your resume in confidence to: asteiner[at]meridianlegal.com.   
Type: Compliance
Level: Temp / Temp-to-Perm
Practice: Compliance, Securities / Funds
Compensation: unspecified
State: New York City: New York
Telephone: Email: asteiner@meridianlegal.com
Recruiter Name: Andrea Steiner